| Quality Management |
Quality management system certification |
Current certificate, certification scope, certificate number, and independent verification through the issuing certification body |
Certification is current, covers the relevant production site, and includes the required manufacturing activities |
Expired certificate, unclear scope, mismatched facility address, or certificate covering only an office |
| Environmental Compliance |
Environmental controls and regulatory compliance |
Environmental management certificate, permits, waste-disposal records, emissions reports, and corrective-action history |
All permits are valid; hazardous materials, wastewater, emissions, and waste handling are documented and traceable |
Missing permits, undocumented subcontracted waste disposal, or repeated unresolved violations |
| Product-Specific Compliance |
Applicable technical, safety, and sector requirements |
Test reports, declarations of conformity, material certificates, process approvals, and product traceability records |
Every applicable requirement is mapped to a document, test method, responsible party, and revision date |
Generic test reports, unverifiable laboratories, missing revision control, or incomplete material documentation |
| Production Capacity |
Available capacity compared with forecast demand |
Machine list, rated capacity, current utilization, staffing plan, shift schedule, and production records |
Verified available capacity covers forecast volume plus a documented contingency margin |
Capacity claims based only on total annual output or inability to provide site-level utilization data |
| Capacity Scalability |
Time and resources required to increase output |
Hiring plan, equipment availability, tooling lead time, approved subcontractors, and overtime policy |
A written ramp-up plan identifies people, equipment, materials, approval steps, and maximum sustainable output |
Reliance on unapproved subcontractors or undefined assumptions about labor and equipment availability |
| Process Capability |
Control of critical process characteristics |
Process flow, control plan, inspection records, calibration certificates, and capability studies where applicable |
Critical characteristics have defined limits, measurement methods, reaction plans, and retained records |
Manual records without review, overdue calibration, or no documented response to out-of-control conditions |
| On-Time Delivery |
Historical delivery performance |
Order-level delivery history for at least the previous six to twelve months, including confirmed and actual dates |
Performance is measured consistently, exceptions are explained, and corrective actions are tracked to closure |
Only favorable examples are provided or delivery data excludes partial, late, or canceled orders |
| Material Availability |
Raw-material lead time and shortage exposure |
Approved supplier list, lead-time history, safety-stock policy, purchase-order records, and shortage escalation process |
Critical materials have defined reorder points, realistic lead times, and documented alternatives where technically permitted |
Single-source dependence without a mitigation plan or use of unapproved material substitutions |
| Supply Chain Visibility |
Tier-two and tier-three supplier transparency |
Supply-chain map, supplier risk assessment, change-notification procedure, and subcontractor register |
Critical upstream dependencies are identified and material or process changes require prior approval |
No visibility beyond the immediate supplier or changes made without customer notification |
| Logistics Reliability |
Transport routes, customs readiness, and shipment tracking |
Named transport routes, export documents, customs procedures, packaging specifications, and tracking records |
At least one validated route exists, documents are standardized, and shipment status is visible from dispatch to receipt |
Unclear delivery responsibility, repeated documentation errors, or no contingency route |
| Business Continuity |
Ability to continue operations during disruption |
Business-continuity plan, backup utilities, disaster-recovery procedures, insurance records, and test results |
The plan defines critical operations, recovery priorities, responsible personnel, communication channels, and testing frequency |
Plan exists only as a template or has never been tested through a drill or documented incident review |
| Ethical and Labor Practices |
Workplace safety, working hours, wages, and forced-labor controls |
Worker policies, safety-training records, incident logs, payroll samples, age-verification procedures, and independent audit results |
Legal requirements are documented, worker records are protected, and corrective actions have assigned owners and deadlines |
Restricted site access during audits, inconsistent worker records, or unresolved serious safety findings |
| Pilot and Approval |
Pre-production validation and first-article approval |
Approved drawings, samples, inspection reports, test results, deviation approvals, and signed production-release records |
No full-scale production begins until specifications, samples, quality limits, packaging, and acceptance criteria are formally approved |
Verbal approvals, uncontrolled drawing revisions, or production started before validation is complete |