| ISO 9001 Certificate Validity and Scope | Confirm that the quality management system covers the manufacture and testing of electrical enclosures, switchgear boxes, or the relevant product category. | Current ISO 9001 certificate, certification-body details, certificate number, validity dates, stated scope, and latest surveillance or recertification status. | Check the certificate against the issuing certification body's public verification system where available. Compare the certificate scope with the audited production site. | Certificate is valid, site-specific, scope-relevant, and issued by a properly accredited certification body. No unexplained expired or suspended status. | 15% | — |
| Quality Management Documentation | Assess whether documented procedures control design inputs, purchasing, production, inspection, nonconforming outputs, and records. | Quality manual or process map, controlled work instructions, document-revision history, inspection plans, and record-retention rules. | Select several production orders and trace whether the current instructions and forms were used at each applicable process step. | Documents are approved, revision-controlled, accessible at workstations, and consistently used by operators and inspectors. | 10% | — |
| Internal Audits and Management Review | Verify that the supplier evaluates its QMS regularly and uses results to improve performance. | Internal-audit schedule, completed audit reports, findings, management-review minutes, action plans, and follow-up records. | Sample audits from different processes and confirm that findings were assigned, tracked, and closed with evidence. | Audits cover relevant processes, findings are risk-based, and management reviews include quality trends, customer feedback, and corrective actions. | 8% | — |
| Corrective Action and Root-Cause Analysis | Determine whether recurring defects are addressed systematically rather than through repeated sorting or rework. | Nonconformity reports, root-cause analyses, containment records, corrective-action plans, effectiveness checks, and complaint responses. | Review recent internal, customer, and incoming-material issues. Verify that corrective actions eliminated the documented causes. | Actions have clear owners and due dates, root causes are evidence-based, and effectiveness is verified before closure. | 10% | — |
| Incoming Material and Component Control | Check controls for sheet metal, copper or aluminum parts, insulating materials, fasteners, coatings, cable accessories, and purchased electrical components. | Approved-supplier list, purchase specifications, incoming inspection records, material certificates where required, and quarantine records. | Trace selected materials from receiving to storage and production. Inspect identification, segregation, and release status. | Materials are accepted against defined specifications, nonconforming items are controlled, and lot or batch identification is retained. | 10% | — |
| Production Process Control | Evaluate control of cutting, punching, bending, welding, surface treatment, assembly, wiring, and enclosure sealing processes as applicable. | Process flow charts, first-piece approvals, setup records, in-process inspection results, parameter logs, and operator qualification records. | Observe a live production order and compare actual process parameters, tooling, fixtures, and inspection points with approved instructions. | Critical characteristics are identified, process parameters are controlled, and inspection results are recorded against measurable requirements. | 12% | — |
| Final Inspection and Electrical Testing | Confirm that finished switchgear boxes are inspected and tested against approved drawings, specifications, and applicable market or contract requirements. | Final inspection reports, dimensional records, wiring checks, protective-earth continuity results, insulation or dielectric-test records where applicable, and test-equipment calibration certificates. | Witness selected tests, verify test limits against approved requirements, and confirm that instruments are uniquely identified and within calibration validity. | Every required test has a defined method and acceptance limit; failed units are identified, segregated, reworked, and retested before release. | 12% | — |
| Traceability and Configuration Control | Assess whether the supplier can identify materials, production orders, revisions, inspection results, and shipped units. | Serial or batch records, traveler documents, drawing revisions, bills of materials, production dates, and packing or shipping records. | Perform a forward and backward traceability exercise using one finished unit or production order. | The supplier can link a finished unit to approved specifications, key materials, inspection results, and shipment records within a defined retrieval period. | 8% | — |
| Engineering Change and Customer Requirement Control | Verify that changes to drawings, materials, components, software, tooling, or production methods are reviewed and approved before implementation. | Engineering-change notices, approval records, revised drawings, sample validation results, customer-approval records where required, and obsolete-document controls. | Compare current shop-floor documents with the latest approved revision and sample recent changes for implementation evidence. | No uncontrolled substitutions or obsolete drawings are in use; changes are risk-reviewed, documented, and communicated to affected functions. | 5% | — |
| Equipment, Calibration, and Maintenance | Determine whether production equipment and measurement resources are suitable, maintained, and available for the required output. | Equipment register, preventive-maintenance plans, breakdown records, calibration certificates, out-of-calibration assessments, and verification labels. | Inspect key equipment and measurement devices on the production floor. Compare identification labels with maintenance and calibration records. | Critical equipment has preventive maintenance; measuring devices are calibrated or verified at defined intervals with traceable records. | 5% | — |
| Capacity, Delivery, and Operational Resilience | Assess whether the factory can meet forecast volume, customization requirements, lead-time expectations, and continuity needs. | Capacity plan, production schedule, bottleneck analysis, on-time-delivery records, staffing plan, backup-equipment information, and business-continuity procedures. | Compare planned capacity with actual orders, inspect bottleneck processes, and review recent delivery performance using documented records. | Capacity assumptions are supported by records, critical bottlenecks are identified, and documented contingency measures exist for major disruptions. | 5% | — |